Summary: The Securities and Exchange Commission has appointed John Moses as Director of the agency’s Office of Investor Education and Assistance, which provides services and …
Summary: The Securities and Exchange Commission today proposed amendments to rescind Rules 611 and 610(e) of Regulation NMS.“After two decades of Rule 611, it is high time that the …
Summary: Securities and Exchange Commission established joint data standards under the Financial Data Transparency Act of 2022.
Why it matters: This matters if it changes how teams …
Summary: The Securities and Exchange Commission today announced five new members of the Small Business Capital Formation Advisory Committee.
Why it matters: This matters if it …
Summary: The Securities and Exchange Commission today published a Draft Strategic Plan that focuses on returning the agency to the core mission set by Congress more than 90 years …
Summary: The Securities and Exchange Commission today announced four new members to fill vacancies on its Investor Advisory Committee.
Why it matters: This matters if it changes …
Summary: The Securities and Exchange Commission today proposed the rescission of overly burdensome and costly rules that require companies to provide certain climate-related …
Summary: The Securities and Exchange Commission’s Investor Advisory Committee will hold a public meeting at the SEC Headquarters in Washington D.C.
Why it matters: This matters if …
Summary: The Securities and Exchange Commission and National Futures Association (NFA) today announced that they have entered into a Memorandum of Understanding (MOU) to enhance …
Summary: The Securities and Exchange Commission today proposed amendments to its rules and forms governing registered offerings that are designed to increase efficiency, …
Summary: The Securities and Exchange Commission today rescinded a policy, codified in Rule 202.5(e) of its informal rules of procedures, stating that when it chooses to settle an …
Summary: The Securities and Exchange Commission today charged 21 individuals for their alleged involvement in a decade-long insider trading scheme that used information …